Compliance Manager - Investor Services



Key Responsibilities
  • Legal and Regulatory Compliance
  • Review industry rules and regulations, (CMA, RBA, CBK) circulars including practice notes and provide guidelines for operationalization in the business.
  • Review all contractual documents (Trustee Agreements, Custody Agreements, Trust Deeds, etc.) and Service Level Agreements with counterparties ( Brokers, Fund Managers, Administrators, CDSC) for completeness and ensure that the Bank’s interest is adequately covered and documents properly executed by the parties.
  • Continuously monitor changes in the regulatory framework and ensure that the Bank’s Custody and Trustee Services contractual documents, policies and procedures are up to date and comply with those changes/ reviews.
  • Review industry regulations for new products and provide guidelines for operationalization in the business.
  • Provide continuous training / engagement to the business team and other stakeholders on regulatory issues pertaining to the Custody & Trustee Services business
  • Maintain good business relationships with all industry regulators.

Hardware Systems Engineer
Reporting to Senior Manager, Hardware Systems, the position’s purpose is to evaluate, implement and support the high-end and mid-range IT Infrastructure in line with Bank’s vision and provisioning high available server infrastructure for the critical server systems. Ensuring infrastructure is available for business continuity and manage 24x7 Data Centre Operations and high-end infrastructure SLAs.

Key Responsibilities

  • Design, implement and support Enterprise private cloud Infrastructure up to and including the computing infrastructure and the platform and storage infrastructure
  • Management and support of Red Hat Enterprise virtualization for the bank’s core banking system
  • Design and implementation of hardware systems for both server and storage solutions to support business growth for new business outlets and systems
  • Conduct performance and capacity planning and develop budgets for hardware infrastructure requirements and future projections for business.
  • Deploy and support of BCM strategies with VMware Site Recovery Manager, EMC SRDF technologies and HP Service guard for the private cloud and core banking infrastructure
  • Design, evaluate and implement procedure and technical measures to enhance the security of Data Centre server and storage Infrastructure and the Virtualized Server infrastructure.
  • Keeping up to date infrastructure documentation, policies and procedural documents, disaster recovery plan and best practices that relate to hardware infrastructure.
  • Provide the technical support in the design of converged infrastructure hardware solutions to support the banks requirements and supervise the technical execution of the same.
  • Periodic review of the new technologies on IT hardware platforms in line with best industry approach to support business growth
  • Conduct contingency planning for potential IT hardware unavailability and back up strategies for the server and storage infrastructure to ensure business continuity.

The above position is a demanding role for which the Bank will provide a competitive remuneration package to the successful candidate. If you believe you can clearly demonstrate your abilities to meet the criteria given above, please log in to our Recruitment portal and submit your application with a detailed CV.

To be considered your application must be received by Friday 17th November, 2017
APPLY ONLINE THROUGH

Only short listed candidates will be contacted.

NB: In the event that you are invited to interview for any positions, we will require that you provide us with the following documents:
National I.D.
KRA Pin Card
Birth Certificate of self
Passport Photo (White Background)
NSSF Card
NHIF Card
Police Clearance Certificate (less than 5 Months old)
Academic and Professional certificates, including official transcripts
Certificates of Service from previous employers as applicable


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